Pre-Approved Mass Submitter

Click To Collapse.   Cycle 2 403(b) Plans and Adoption Agreements - January 2025
23-001 403(b) Comprehensive AA CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
23-001 403(b) Comprehensive AAGet Microsoft Word Viewer
23-403(b) Basic Plan CY2Get Microsoft Word Viewer
23-403(b) BPD CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
24-001-403(b)(9) RIA AA CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
24-001-403(b)(9) RIA AA CY2Get Microsoft Word Viewer
24-403(b)(9) RIA Basic Plan CY2Get Microsoft Word Viewer
24-403(b)(9) RIA BPD CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
25-001 403(b) Non-ERISA Elective Deferrals Only AA CY2 Compare to CY1Get Adobe Acrobat Reader
25-001 403(b) Non-ERISA Elective Deferrals Only AA CY2Get Microsoft Word Viewer
25-002 403(b) Non-ERISA Governmental AA CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
25-002 403(b) Non-ERISA Governmental AA CY2Get Microsoft Word Viewer
25-003 403(b) Non-ERISA Church AA CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader
25-003 403(b) Non-ERISA Church AA CY2Get Microsoft Word Viewer
25-403(b) Non-ERISA Basic Plan CY2Get Microsoft Word Viewer
25-403(b) Non-ERISA BPD CY2 Compare to CY1 (2017)Get Adobe Acrobat Reader

Click To Collapse.   Cycle 4 Defined Contribution Plan and Adoption Agreements –Draft
Cycle 4 DC Basic PlanGet Adobe Acrobat Reader
Cycle 4 DC Adoption AgreementGet Adobe Acrobat Reader

Click To Collapse.   Cycle 3 Defined Benefit Plan and Adoption Agreements –AUGUST 2023
Defined Benefit Basic Plan – Cycle 3Get Adobe Acrobat Reader
Compare of PPA Volume Submitter Prototype to Cycle 3 DB Basic PlanGet Adobe Acrobat Reader
06-001 Defined Benefit Non-Standardized Adoption AgreementGet Adobe Acrobat Reader
Compare of PPA DB Volume Submitter AA to Cycle 3 Non-Standardized DB AAGet Adobe Acrobat Reader

Click To Collapse.   403(b) Volume Submitter Plan and Adoption Agreements - May 2017
20-403(b) Basic PlanGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 20-403(b) Basic PlanGet Adobe Acrobat Reader
Compare Feb 2017 to Final 20-403(b) Basic PlanGet Adobe Acrobat Reader
20-001 403(b) Comprehensive AAGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 20-001 403(b) Comprehensive AAGet Adobe Acrobat Reader
Compare Feb 2017 to Final 20-001 Comprehensive AAGet Adobe Acrobat Reader
21-403(b)(9) RIA Basic PlanGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 21-403(b)(9) RIA Basic PlanGet Adobe Acrobat Reader
Compare Feb 2017 to Final 21-403(b)(9) RIA Basic PlanGet Adobe Acrobat Reader
21-001 403(b)(9) RIA AAGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 21-001 403(b)(9) RIA AAGet Adobe Acrobat Reader
Compare Feb 2017 to Final 21-001 403(b)(9) RIA AAGet Adobe Acrobat Reader
22-403(b) Non-ERISA Basic PlanGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 22-403(b) Non-ERISA Basic PlanGet Adobe Acrobat Reader
Compare Feb 2017 to Final 22-403(b) Non-ERISA Basic PlanGet Adobe Acrobat Reader
22-001 403(b) Non-ERISA Elective Deferrals Only AAGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 22-001 403(b) Non-ERISA Elective Deferrals Only AAGet Adobe Acrobat Reader
Compare Feb 2017 to Final 22-001 403(b) Non-ERISA Elective Deferrals Only AAGet Adobe Acrobat Reader
22-002 403(b) Non-ERISA Governmental AAGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 22-002 403(b) Non-ERISA Governmental AAGet Adobe Acrobat Reader
Compare Feb 2017 to Final 22-002 403(b) Non-ERISA Governmental AAGet Adobe Acrobat Reader
22-003 403(b) Non-ERISA Church AAGet Adobe Acrobat Reader
Compare Oct 2016 to Feb 2017 22-003 403(b) Non-ERISA Church AAGet Adobe Acrobat Reader
Compare Feb 2017 to Final 22-003 403(b) Non-ERISA Church AAGet Adobe Acrobat Reader

Click To Collapse.   Defined Benefit Plan and Adoption Agreements – MAY 2018
Defined Benefit Prototype Basic PlanGet Adobe Acrobat Reader
Compare of EGTRRA to PPA DB Basic PlanGet Adobe Acrobat Reader
17-001 Defined Benefit Standardized Adoption AgreementGet Adobe Acrobat Reader
Compare of EGTRRA to PPA DB Prototype AAGet Adobe Acrobat Reader
Defined Benefit Volume Submitter Basic PlanGet Adobe Acrobat Reader
18-001 Defined Benefit Volume Submitter Adoption AgreementGet Adobe Acrobat Reader

Click To Collapse.   Governmental 401(a) Pre-Approved Plan and Adoption Agreements - June 2022
Governmental 401(a) Basic Plan - Cycle 3Get Adobe Acrobat Reader
Governmental 401(a) Adoption Agreement - Cycle 3Get Adobe Acrobat Reader

Click To Collapse.   Corbel Defined Contribution Pre-Approved Plan and Adoption Agreements - June 2022
Defined Contribution Basic Plan - Cycle 3Get Adobe Acrobat Reader
Defined Contribution Non-Standardized Adoption Agreement - Cycle 3Get Adobe Acrobat Reader
401(k) Solo Standardized Adoption Agreement - Cycle 3Get Adobe Acrobat Reader
Collapsible DC Non-Standardized Adoption Agreement - Cycle 3Get Adobe Acrobat Reader

Click To Collapse.   ESOP Pre-Approved Plan and Adoption Agreement - June 2022
ESOP Basic Plan - Cycle 3Get Adobe Acrobat Reader
ESOP Non-Standardized Adoption Agreement - Cycle 3Get Adobe Acrobat Reader

Click To Collapse.   PPD Defined Contribution Pre-Approved Plan and Adoption Agreements - June 2022
Defined Contribution Basic Plan - Cycle 3Get Adobe Acrobat Reader
Defined Contribution Non-Standardized Adoption Agreement - Cycle 3Get Adobe Acrobat Reader

Sample approved documents are now available. Please select the document you wish to view and/or print from the list above. If you need a compare to the PPA version, please create a ticket via the Client Portal at https://my.fisglobal.com or call 844.6 FIS NOW or 844.634.7669 for assistance with Client Portal access or submitting a ticket. To ensure a quick response, please submit your ticket to Pre-Approved Plans located under Relius Documents.

Thank you for using FIS Relius as your pension document provider.

This is a confidential Web site that has been provided to FIS Relius customers who have accounts in good standing and who sponsor our prototype and volume submitter plan documents. This Web site contains confidential or legally privileged information that is intended only for the individual or entity who received a link to this Web site. If you are not the intended recipient, you are hereby notified that any disclosure, copying, distribution, or reliance upon the contents of this Web site is strictly prohibited.